FINANCIAL SERVICES COMPLIANCE UPDATE:
NAVIGATING THE CHALLENGES AHEAD
Duration: 60 minutes
Financial Services Companies started 2020 facing the challenges of LIBOR cessation, Brexit preparedness and compliance with new data privacy legislation. Companies were investing significant human, technology and monetary resources to meet these challenges. As the year moved forward, the world was gripped by a pandemic caused by the outbreak of COVID-19 presenting further challenges in the first quarter of 2020.
Join us as we explore the state of compliance and other challenges for our Financial Services companies and how these companies are using technology to navigate these uncertain times.
Stuart Brock is a Director at Seal Software where he helps lead Seal's financial services programs. He is a licensed attorney who practiced law at a top national firm for some 10 years before moving in-house at Bank of America. During his tenure with Bank of America. During his tenure with Bank of America, Stuart held various roles within the Legal, Compliance and Procurement organizations.
Sherra Harrison is a Director at Seal Software. With 10+ years of experience developing and deploying AI enabled processes and workflows, Sherra designs and implements solutions for Seal customers. Prior to Seal, Sherra practiced law at Nelson Mullins Riley & Scarborough and worked at consulting firms PwC and Alvarez & Marsal.
Lynn Sumlin is a Director at Seal Software. Lynn works closely with Seal’s financial services clients. Prior to joining Seal, Lynn practiced law for over 20 years and was partner in banking practice of an international law firm. She concentrated her legal career in serving the financial services industry, including handling a wide variety of regulatory, commercial financial, securities and corporate transactions.